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Date Added: YESTERDAY

Compliance Monitoring Consultant

London, UK
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Company: MORGAN MCKINLEY

Job Type: Permanent, FullTime

Salary: Salary negotiable

My client a Global Investment Manager is looking for a Compliance Monitoring Consultant for a 6 month contract. This role is an exciting oppurtunity to support the streamlining of their compliance monitoring plan, and is ideal for somone with a strong buy-side compliance background.

Roles and Resposibilties:

  • Develop and oversee the compliance monitoring plan, helping to streamline compliance monitoring processes
  • Maintain up-to-date knowledge of industry developments, regulatory changes, and company policies and procedures
  • Design, evaluate, and oversee compliance monitoring tasks, including regular and ad-hoc reviews
  • Undertake investigations, assessments, and reviews as necessary to address compliance concerns

Job Requirements:

  • Strong understanding of regulatory requirements and compliance monitoring practices
  • Knowledge of MIFID II, COnsumer Duty, SMCR and FCA requirements
  • Experience within fund management, asset management or buy-side firm is desirable
  • Available to start within a month

To put yourself in the running for this exciting opportunity please click apply now or email for more information

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

Morgan McKinley encourages applications from all qualified candidates who represent the full diversity of communities in the UK. Accommodations are available on request for candidates taking part in all aspects of the selection process.

BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

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