A leading banking institution is seeking a Compliance Surveillance Officer, the successful candidate will be responsible for conducting trade surveillance across Fixed Income, Currencies, and Commodities (FICC) and Equities using SMARTS & Bloomberg surveillance tools. You will play a crucial role in ensuring the integrity of the trading activities and compliance with regulatory requirements.

Key Responsibilities

• Perform daily trade surveillance across FICC and Equities to identify potential market abuse, misconduct, and compliance breaches.
• Utilize SMARTS & Bloomberg surveillance tools to monitor trading activity and generate alerts.
• Investigate and escalate potential breaches to senior compliance officers, ensuring timely resolution.
• Work closely with traders, risk teams, and senior compliance personnel to understand trading strategies and market dynamics.
• Stay up to date with global regulatory developments, including MAR, MiFID II, Dodd-Frank, and FCA guidelines.
• Contribute to the enhancement of surveillance models, system parameters, and methodologies to improve detection capabilities.
• Assist in regulatory reporting, internal audits, and responding to inquiries from regulators.
• Provide training and guidance to junior team members on surveillance best practices.

Key Requirements

• Proven experience in compliance surveillance within financial markets, with exposure to FICC and Equities.
• Strong proficiency in SMARTS and Bloomberg surveillance tools.
• Solid understanding of global market abuse regulations and trading behaviors.
• Ability to analyze large data sets and identify trading patterns indicative of misconduct.
• Excellent communication and stakeholder management skills.
• Highly analytical mindset with strong attention to detail