Our client is a successful and established IFA firm in Liverpool and they are currently looking for a Compliance Officer/File review to join their team

The role is for an industry experienced person from a Financial Planning background with the Level 4 Diploma or close to it

We will consider either an adviser looking for a new challenge or a Paraplanner looking to move into compliance

You will be reviewing Pension and Investment cases daily to ensure they adhere to FCA guidelines

Base to £40000 plus benefits

This is an office based role in Liverpool