This is a 6 Month Contract **

Key Responsibilities and Skills

Risk Management Framework Development:

• Designed the future-state risk management framework for the Markets business, showcasing expertise in regulatory compliance and strategic planning.
• Reviewed and implemented new policies and procedures, including Control and Quality Assurance Standards, demonstrating attention to detail and policy analysis skills.

Control Testing and Strategy:

• Established a front-line unit (FLU) control testing team aligned with PRA requirements, illustrating leadership and regulatory expertise.
• Developed control testing strategies and analytical tools for bespoke approaches, emphasizing analytical thinking and strategic problem-solving.
• Trained new teams to deliver high-quality control testing results, showcasing strong communication and mentorship abilities.

Key Achievements:

• Authored a comprehensive 13,000-word strategy document on the future state of control environments, underscoring writing and strategic vision.
• Designed innovative analytical methods for risk identification and successfully negotiated issue adoption, reflecting negotiation and analytical skills.
• Consistently achieved top performance grades for exceptional work delivery, demonstrating reliability and high standards of performance.

Audit Manager - Regulatory Reform & Markets Operations (Jan 2017 - Apr 2022):

Audit Execution and Stakeholder Engagement:

• Conducted risk-based audits across multiple geographies, including regulatory reporting audits, highlighting global perspective and risk assessment expertise.
• Audited diverse product areas such as Asset Servicing, Equities, and Client Onboarding, demonstrating adaptability and product knowledge.
• Built and sustained strong stakeholder relationships during audits and risk assessments, showcasing collaboration and influence.

Key Achievements:

• Identified five critical Level 2 issues in high-impact audits, earning top global recognition among a cohort of 540 auditors, reflecting keen analytical skills and a results-oriented approach.

Summary of Key Skills:

• Strategic Framework Design
• Risk Assessment and Analytical Expertise
• Policy and Quality Assurance Review
• Team Leadership and Mentorship
• Stakeholder Relationship Management
• Regulatory Compliance and Reporting
• Audit Execution and Issue Resolution