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Date Added: Tue 02/07/2024

Compliance Manager

London, UK
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Company: ARTHUR

Job Type: Permanent, FullTime

Salary: £100,000 - £110,000 per annum

Job: Compliance Manager (Insurance)Pay: £100,000 - £110,000Location: London/HybridYou will be very familiar with the UK Insurance market, having worked for a Lloyd's syndicate or managing agent for several years and will work with exceptional quality whilst maintaining a high attention to detail.Key Duties
  • Providing assistance in relation to Lloyd's and PRA/FCA visits and responses to Lloyd's, the PRA/FCA and all other regulators.
  • Helping with the structure and implementation of compliance training and educational programs.
  • Aiding in monitoring new regulatory mandates, rules and requirements and making sure that compliance policies are kept up to date and that revisions are distributed across the business swiftly.
  • Managing the Compliance Assistant in the team in respect to interface with Lloyd’s and the third party service provider on complaints handling.
  • Governing the relationships with service providers to the compliance team.
  • Generating monthly compliance and MI reports for the business including an in-depth quarterly conduct risk pack.
  • Producing and maintaining Business Timetables, ensuring that regulatory reporting deadlines are met in accordance within the appropriate timeframe. 
  • Delivery of compliance testing and/or monitoring reviews contributing to the delivery of the company compliance monitoring plan as required.
  • Overseeing the sanctions screening and complaints systems and provide compliance workstream support on business-led projects.
About you:
  • You will have experience in a Lloyd’s managing agency compliance team at Manager level.
  • You will have obtained an understanding of the Lloyd’s Oversight Principles and the PRA and FCA rulebooks, having worked with them previously.
  • A team player with a desire to take on management responsibilities and play a leading role as the team grows over time.
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