Company: STRIDE RESOURCE MANAGEMENT LTD
Job Type: Permanent, FullTime
Salary: £25,000 - £32,000 per annum
Position: Compliance AssistantLocation: MaidstoneSalary: Up to £30,000
We are seeking a Compliance Assistant to support the Head of Compliance & Audit in scheduling and completing compliance requirements for our client who are an Insurance Broker/Network. The role is based Compliance and Audit department at their Gateshead office.
Responsibilities: - Schedule and complete compliance requirements
- Record material regulatory breaches and provide feedback to Senior Management
- Act as a point of contact for Brokers and manage the Compliance Inbox
- Assist in producing Management Information and Monthly Reports
- Support the Senior Management Team with ad hoc projects
- Complete mandatory Continuing Professional Development set by the Head of Compliance and Audit
- Adhere to the FCA's Code of Conduct
- Help in the identification, assessment, and documentation of operational/regulatory risks and controls
- Manage monthly MI reports, update policies & procedures, and review files
Qualifications: - Educated to GCSE level or equivalent qualifications/experience
- Qualifications in Financial Services e.g. Cert CII or equivalents
- Previous experience in Compliance/Risk/Governance/File Auditing Roles
- Ideally, previous experience in General Insurance and/or Pure Protection sectors
- Proficiency in using Microsoft Word, Excel, and email
Day-to-day: - Full-time role, Monday to Friday, 9-5
- Reporting to the Head of Compliance and Audit
- Salary Range: £27,000 - £30,000 based on experience
Benefits: - Professional development opportunities
- Exposure to a dynamic and growing industry
- Competitive salary and benefits package
If you are a courteous and professional individual with a commitment to maintaining regulatory knowledge, we encourage you to apply for this exciting opportunity.
