Our client are a small commodities trader in the city, who are seeking a Market Surveillance Officer to join their compliance team in London.This role would suit a tech focussed, ex-broker ideally from an exchange traded derivatives background, with some experience in market surveillance.Role Summary:You'll be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and EMEA regions.Key Responsibilities:

• Monitoring and closing of market surveillance.
• Calibration and tailoring of monitoring systems
• Producing and checking reliable MI on surveillance activity for the Board and governance committees
• Assisting with enquiries or audits
• Assisting with the annual market abuse risk assessment (MARA)
• Reviewing policies and procedures relating to market abuse
• Track attendant actions arising from the Board and governance meetings
• Preparing compliance training material for staff
• Assisting with technical enhancements relating to compliance monitoring software (e.g.
• Implementing system changes / process improvement
• Prepare material relating for regulators

Key Skills:

• Working with relevant stakeholders to investigate and resolve exceptions arising from compliance monitoring.
• Familiar with the technical aspects of using compliance surveillance software
• Ability to multi-task and work independently and reliably.
• Articulating findings in a clear and concise manner.
• Demonstrating perseverance and tenacity to get the job done.

Requirements:

• Experience of having worked in market surveillance or compliance monitoring function.
• Interest in financial markets, data analysis, and compliance.
• Willingness to learn about the technical aspects of market surveillance.
• Strong report writing and documentation skills.
• Languages - English – must be fluent, written and spoken.

Salary - £60-80k + discretionary bonus.For more information please apply with an up to date CV.