We have an exciting opportunity for an Inhouse Regulatory and Compliance Team.
We are seeking a paralegal and solicitor to join this exciting top firm.
Central London
Lawyer to 65k
Paralegal to 35k
We are excited to be partnering with a top tier Law Firm who are looking for an In House Lawyer to join their Hybrid London Team.
Role Overview:
Our client is looking for a key hire in the In House team and we are seeking an in-house Regulatory and Compliance Solicitor to lead a small team and support the Board of Directors with risk and compliance matters.
Key Responsibilities:
- Report to the Management Board on risk and compliance.
- Deliver induction and probationary training on compliance.
- Train staff on compliance updates.
- Oversee file reviews and ensure completion.
- Audit company procedures and processes on compliance.
- Handle complaints in line with the company’s policy.
- Manage regulatory risk and compliance matters as per SRA and ICO guidelines.
- Assist with annual regulatory audits and renewals.
- Support staff with case-related and insurance-related compliance issues.
- Maintain compliance-related central registers.
Skills and Experience:
- Expertise in risk and compliance within a legal context.
- Familiarity with SRA Standards and Regulations, SRA Codes of Conduct, Solicitors Accounts Rules, Anti-Money Laundering, Data Protection, and risk assessment.
- Knowledge of Law Society Lexcel Standards is advantageous.
- Strategic mindset and ability to work in a paperless environment.
- Up-to-date with recent legislative changes.
- Report to the Management Board on risk and compliance.
- Deliver induction and probationary training on compliance.
- Train staff on compliance updates.
- Oversee file reviews and ensure completion.
- Audit company procedures and processes on compliance.
- Handle complaints in line with the company’s policy.
We are keen to speak to candidates who have exposure to risk,compliance, and regulatory matters and are looking for an Inhouse opportunity.
Please apply with a word resume.
We are seeking two opportunities for this team - a paralegal and a solicitor.
