Head of Compliance (Hybrid)

Reporting to: Chief Risk & Compliance Officer

Certified Function Role: Yes

Are you a senior compliance professional with a passion for leading and shaping the compliance culture of a dynamic financial services company?

Our client is one of the UK's largest SME lenders who are currently seeking a Head of Compliance to join their successful leadership team. The Head of Compliance, you will play a pivotal role in ensuring the firm remains fully compliant with FCA regulations while fostering a robust compliance culture. You will work with key stakeholders across the business, providing pragmatic commercial advice and best practice.

Key Responsibilities:

Lead compliance efforts across the firm, working closely with the Chief Risk & Compliance Officer to ensure adherence to regulatory obligations, including SMCR, Consumer Duty, and FSMA.
Oversee and monitor the firm's whistleblowing framework, ensuring protection and confidentiality.
Identify, monitor, and manage regulatory risks, ensuring all staff are aware of compliance procedures and policies.
Provide input into product reviews, ensuring compliance with FCA standards and supporting new product development.
Liaise with regulatory bodies, including the FCA, and manage all necessary reporting.
Drive a strong compliance culture across the business and ensure staff meet training and competence requirements.
Core Requirements:

Extensive knowledge of FCA regulations, FSMA, and CCA.
Proven experience in a senior compliance role.
Strong communication, negotiation, and leadership skills.
Ability to manage complex regulatory requirements and guide business operations effectively.
If you are a seasoned compliance leader looking to make a significant impact, apply today